Marc Bassewitz has served as Chief Compliance Officer since January 1, 2019.  He is also Vice President, General Counsel and Secretary/Chief Compliance Officer at William Harris Investors, Inc. and has been with WHI since September 2009. Prior to joining WHI, Mr. Bassewitz was Senior Vice President, General Counsel and Secretary of Bally Total Fitness Corporation from 2005-2007, and practiced law at Latham & Watkins LLP as an associate and partner from 1982 until 2004.  Mr. Bassewitz received his Bachelor of Arts and Juris Doctor degrees from the University of Michigan.